We are the industry advocate for independent advisors. Our mission is to help advisors achieve their entrepreneurial dream of building a more successful enterprise defined by their ability to deliver high-quality, customized financial advice to their clients.
Years of being the leading advocate for independent advisors
Dynasty Network firms across the country
Dynasty Network financial advisors
Dynasty Community members across our Network
Dynasty Network Q4 2023 period end assets under administration
*As of Q4 2023
Dynasty Business Solutions
Better serve your clients and build enterprise value through our unparalleled WealthTech platform and proprietary combination of integrated solutions and differentiated services.
M&A and Capital
Our comprehensive and proven transition process helps ensure a successful launch of your new firm, through our detailed, hands-on process that guides advisors in all steps involved in transitioning their business.
Full-time transition lead
Act as single point of contact across all components of your transition
Identify and develop relationships with key Dynasty preferred resource partners
Manage all strategic partner relationships
Introduce and consult on all Resource Partners
Business formation and firm structure
Determine ownership structure
Develop corporate strategy and structure
Create legal entity (LLC, Corporation)
Assist in drafting Operating Agreement
Determine business insurance needs
Legal and compliance setup
Initiate firm and representative registrations (Form ADV and Form U4)
Draft required compliance policies and procedures
Educate and train firm CCO and staff via ‘CCO Course’
Develop Investment Advisory Agreement
Real Estate search and office set up
Execute NDA with Property Management Company and Real Estate Company
Identify office space and negotiate leasing terms
Consult on office buildout
Coordinate furniture and move in deliveries
Custodian transition and complete asset mapping
Review and select custodian
All client holdings and money movement needs
3rd party money managers
Credit and lending products
Brand development and marketing strategy
Introduction to Dynasty Marketing Resources
Brand DNA and core messaging
Digital marketing, social media and marketing
Website development and data platform
PR and Communications strategy
Marketing data dashboard, analytics and insights
Departure and client communication strategy
Consult on protocol or non-protocol communication options
Draft client letters communication
Assist with digital outreach
On-site support for transition date
Your on-site COO during the transition process
Organize and send client kits
On-site team coaching and staff training
We work as a direct extension of your team, integrating our expertise, critical business functions, and middle and back-office requirements.
Connect with peers and industry leaders through exclusive events, education, peer-to-peer networking, and shared experiences that promote collaboration, strategic alliances, and continued growth.
Technology & CRM
Infrastructure, training, analytics, and advice that drive an integrated, dynamic ecosystem of institutional quality allowing advisors to efficiently grow their business and securely serve their clients.
Premier financial and strategic services, backed by proprietary analytics, that help advisors accelerate profitability and maximize enterprise value at every stage of growth.
Investments & Operations
Research, tools, technology, manager access, operations, trading capabilities, and compliance support are needed to offer professional and scalable investment solutions.
Customized growth-oriented branding and communications strategies focused on lead generation, client experience, and lasting brand equity.
A comprehensive compliance solution with the structure, content, tools, and advice to protect the advisor’s firm and clients that takes the complexity and uncertainty out of compliance.
Drive growth in day-to-day operations, achieve long-term objectives, and optimize your clients’ experience through practice management coaching, programs, and webinars.
Dynasty’s Investments Team provides independent advisors with a flexible, customizable platform integrating research, tools, technology, manager access, operations, and compliance support.
Separately and unified managed accounts
Advisor as portfolio manager
Model management overlay
Access to investment banking, insurance and lending oppportunities
Billing and research
M&A and Capital Strategies
Full-service M&A advisory capabilities
Dedicated business development resources to support advisor inorganic growth strategies
Deep bench of resources to support financial analysis, due diligence, and negotiation
Access to differentiated and flexible capital strategies program
Comprehensive and proven transition and integration teams
Interest only feature available
No use case restrictions
Revenue Participation Interest (RPI)
Preferred equity structure that monetizes revenue in exchange for capital
Innovative “true-up” feature provides additional capital to support growth initiatives, including M&A
Focus on productivity and profitability; we offer best practices to elevate client relationships, train senior advisors to become leaders, and drive new growth for your firm while continually fueling ideas and innovation.
Dynasty Enterprise Group
Consult with established RIAs interested in dramatically increasing their enterprise value and elevating their business to the next level. Our team builds bespoke strategic solutions and designs best practices to optimize their firm, increase profitability and improve growth.
Dynasty Marketing Services
In-house agency-style solution for Dynasty Network Partners looking to complement their marketing strategy with creative design and production.
Advisor Services Exchange
Business solution for independent advisors to ensure efficient operations and enterprise growth across these specialized individual offerings: M&A, Marketing, CFO, Compliance, and Capital.
Dynasty was designed to power your unique journey. Whether you’re providing wealth management advice or looking to find the right independent financial advisor, we’re here to unlock your new future through the freedom, flexibility, and control that come with full independence.
St. Petersburg, Florida
200 Central Avenue, 15th Floor
St Petersburg, FL 33701