Grow or Scale your RIA
Unlock your value
Grow the value of your business through our integrated solutions designed to help you gain efficiency, increase scale through organic and inorganic opportunities, and deliver the differentiated experience your clients both need and deserve.
Expand your firm’s potential
Front- and back-office operations with multiple vendors can distract you from what matters most—your clients. Our integrated platform will help you grow and scale your business, no matter the size.
Dynasty Network advisors share their perspectives on the benefits of full independence.
“ Engaging with the Dynasty Community full of other advisors who are in the same position as me, that have done it before me, that are bigger and better than me, encompasses the saying “you want to surround yourself with people that are better than you.” I lean on and learn from so many people in this Network. “
“ Dynasty helps us grow by allowing us to outsource certain functions that we’re not experts in, particularly around technology, the investment platform, the CFO functions, and advising on and sourcing M&A deals for inorganic growth. They are better at it, they have deeper resources and provide incredible solutions. “
“ You think you have a business when you have a business at a wirehouse. You don’t have a business until you have a business. Going from advisor to CEO requires a whole lot of things that you may not be good at or don’t know you need to be good at. “
Powered by Dynasty
We partner to create positive business results by providing the insights, content, and guidance to shape and advance your firm’s business objectives. Focusing on productivity and profitability, we offer best practices to elevate client relationships, train senior advisors to become leaders, and drive new growth for your firm while continually fueling ideas and innovation.
Dynasty Business Solutions
Better serve your clients and build enterprise value through our unparalleled WealthTech platform and proprietary combination of integrated solutions and differentiated services.
Our comprehensive and proven transition process helps ensure a successful launch of your new firm, through our detailed, hands-on process that guides advisors in all steps involved in transitioning their business.
Full-time transition lead
- Act as single point of contact across all components of your transition
- Identify and develop relationships with key Dynasty preferred resource partners
- Manage all strategic partner relationships
- Introduce and consult on all Resource Partners
Business formation and firm structure
- Determine ownership structure
- Develop corporate strategy and structure
- Create legal entity (LLC, Corporation)
- Assist in drafting Operating Agreement
- Determine business insurance needs
Legal and compliance setup
- Initiate firm and representative registrations (Form ADV and Form U4)
- Draft required compliance policies and procedures
- Educate and train firm CCO and staff via ‘CCO Course’
- Develop Investment Advisory Agreement
Real Estate search and office set up
- Execute NDA with Property Management Company and Real Estate Company
- Identify office space and negotiate leasing terms
- Consult on office buildout
- Coordinate furniture and move in deliveries
Custodian transition and complete asset mapping
- Review and select custodian
- All client holdings and money movement needs
- 3rd party money managers
- Structured products
- Credit and lending products
Brand development and marketing strategy
- Introduction to Dynasty Marketing Resources
- Brand DNA and core messaging
- Digital marketing, social media and marketing
- Website development and data platform
- PR and Communications strategy
- Marketing data dashboard, analytics and insights
Departure and client communication strategy
- Consult on protocol or non-protocol communication options
- Draft client letters communication
- Assist with digital outreach
On-site support for transition date
- Your on-site COO during the transition process
- Organize and send client kits
- On-site team coaching and staff training
We work as a direct extension of your team, integrating our expertise, critical business functions, and middle and back-office requirements.
Connect with peers and industry leaders through exclusive events, education, peer-to-peer networking, and shared experiences that promote collaboration, strategic alliances, and continued growth.
Technology & CRM
Infrastructure, training, analytics, and advice that drive an integrated, dynamic ecosystem of institutional quality allowing advisors to efficiently grow their business and securely serve their clients.
Premier financial and strategic services, backed by proprietary analytics, that help advisors accelerate profitability and maximize enterprise value at every stage of growth.
Investments & Operations
Research, tools, technology, manager access, operations, trading capabilities, and compliance support are needed to offer professional and scalable investment solutions.
Customized growth-oriented branding and communications strategies focused on lead generation, client experience, and lasting brand equity.
A comprehensive compliance solution with the structure, content, tools, and advice to protect the advisor’s firm and clients that takes the complexity and uncertainty out of compliance.
Drive growth in day-to-day operations, achieve long-term objectives, and optimize your clients’ experience through practice management coaching, programs, and webinars.
Dynasty’s Investments Team provides independent advisors with a flexible, customizable platform integrating research, tools, technology, manager access, operations, and compliance support.
- Separately and unified managed accounts
- Advisor as portfolio manager
- Model management overlay
- Alternatives platform
- Capital markets
- Outsourced CIO
- Access to investment banking, insurance and lending oppportunities
- Billing and research
M&A and Capital Strategies
Full-service M&A advisory capabilities
- Dedicated business development resources to support advisor inorganic growth strategies
- Deep bench of resources to support financial analysis, due diligence, and negotiation
- Access to differentiated and flexible capital strategies program
- Comprehensive and proven transition and integration teams
- Flexible structure
- Covenant-lite terms
- Interest only feature available
- No use case restrictions
Revenue Participation Interest (RPI)
- Preferred equity structure that monetizes revenue in exchange for capital
- Innovative “true-up” feature provides additional capital to support growth initiatives, including M&A
- Repurchase right available after a period of time
- No use case restrictions
- Noncontrolling, passive equity structure
- Limited governance terms
- Minimum investment period
- No use case restrictions
Business growth and scale
Focus on productivity and profitability; we offer best practices to elevate client relationships, train senior advisors to become leaders, and drive new growth for your firm while continually fueling ideas and innovation.
Dynasty Enterprise Group
Consult with established RIAs interested in dramatically increasing their enterprise value and elevating their business to the next level. Our team builds bespoke strategic solutions and designs best practices to optimize their firm, increase profitability and improve growth.
Dynasty Marketing Services
In-house agency-style solution for Dynasty Network Partners looking to complement their marketing strategy with creative design and production.
Advisor Services Exchange
Business solution for independent advisors to ensure efficient operations and enterprise growth across these specialized individual offerings: M&A, Marketing, CFO, Compliance, and Capital.
Dynasty and Network Advisor News
SmartRIA® Announces Second Strategic Investment Round from Dynasty Financial Partners and MarketCounsel
March 30, 2023
Why More Financial Advisors Are Bringing In Life Coaches to Help Clients
March 27, 2023
5 Views of How the Vision (and Reality) of Retirement Has Changed
March 24, 2023
Sign up and stay up to date
Receive updates about Dynasty and our Community of Network Partners.