Terms of Use

This page contains legal disclosures, terms of use and the Privacy Policy of Dynasty Financial Partners, LLC (“Dynasty”).

Terms of Use, Certain Information and Disclaimers

By using this website, www.dynastyfinancialpartners.com (the “Website”), you agree to be bound by the Terms of Use and Disclaimers set forth below, which may be modified by Dynasty at any time without prior notice.

About Dynasty Financial Partners

Dynasty is a privately-owned limited liability company located in New York City and St. Petersburg, FL that provides services either directly or through third party contractual arrangements to a network of independent investment advisors. Dynasty’s wholly owned subsidiary Dynasty Wealth Management, LLC (“DWM”) is registered as an investment adviser with the Securities and Exchange Commission and Dynasty functions through DWM as required when providing investment advisory services to the advisors within its network. Registered investment advisors are not permitted to use testimonials which are generally considered to be a statement of a client’s experience with or endorsement of the investment advisor. Any references by a client herein to services refer or relate to the non-investment advisory services Dynasty provides. In other capacities, such as with respect to its private wealth management business or dispensing of investment advice to network advisors, DWM is acting as an investment advisor and in that regard, prohibits the use of testimonials. Unless otherwise expressly stated herein, all references to persons serving as officers, directors or advisory board members refer solely to such persons serving in such capacities for Dynasty.

No Solicitation

This Website is for informational purposes only and does not constitute an offer to sell or the solicitation of an offer to purchase any security or investment product or services. The content of this Website is provided solely for your personal use and shall not be deemed to provide access to any particular transaction or investment opportunity. Dynasty does not intend the information on this Website to be investment advice, and the information presented on this Website should not be relied upon to make an investment decision.

The information provided on this Website is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject Dynasty, its affiliates, employees, directors, officers or agents to any registration requirement within such jurisdiction or country.

Disclaimer of Warranty and Limitation of Liability

The content of this Website is provided “as is” without warranty of any kind (express or implied). Dynasty does not assume any obligation to update the information and data on this Website and does not guarantee that it is accurate, current, valid, complete or suitable for any particular purpose.

Dynasty makes no representations concerning this Website, or to any websites to which this Website may be linked and disclaims all express, implied and statutory warranties of any kind, including warranties of merchantability, non-infringement or fitness for a particular purpose, to the fullest extent allowed by applicable law. In no event shall Dynasty or any of its affiliates, manager members, members, partners, directors, officers, employees, or other representatives be liable or have any responsibility of any kind for any direct, indirect, special, consequential, multiple, punitive or other damages arising from information on this Website or the use of this Website.

Internet & Data Privacy:

Dynasty is committed to your online privacy. Website visitors (“Visitors”) may browse the Website to learn more about Dynasty and the services that we provide. Dynasty uses cookies, which are small, often encrypted text files, located in browser directories, to collect non-identifiable demographic information of Visitors and to track their behavior on the Website. The information collected on Visitors includes: location, browser type and platform, operating system, pages visited, length of time Visitor spends on the Website, how the Visitor arrived at the Website and any links that the Visitor clicked on. This information is stored in Google Analytics to analyze visitor demographics and behavior, which allows Dynasty to understand how the Website is being accessed and used, to recognize when a Visitor returns to the Website, and to assess the effectiveness of its Website. Visitors have the ability to disable cookies through their internet browsing settings.

Visitors may voluntarily input their name, email, telephone number and message in the Connect Now feature on the Website. This information is stored in Salesforce and Pardot, Dynasty’s Customer Relationship Management (CRM) software. The information is used for the purpose of making contact with the Visitor at the Visitor’s request.

Dynasty does not sell the information collected through the Website to anyone.

The Website contains links to third party websites. Links to third party websites do not imply any endorsement of any opinions, ideas, products, information or services offered at such sites. Dynasty does not have any control over and is not responsible for the privacy practices or content of such third party websites. Access to any third party websites are at the Visitors own discretion and are provided for informational purposes only.

Dynasty is further committed to the privacy and protection of personal data. Dynasty has adopted a Privacy Policy which details Dynasty’s approach to privacy and how your personal non-public information is collected and used. Dynasty does not sell your personal non-public information to anyone. The Privacy Policy can be accessed by clicking the link below.

Dynasty Privacy Policy

Customer Disclosure Statement – Dynasty Securities, LLC

Dynasty Securities plans to quickly recover and resume business operations after a significant business disruption (SBD) and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our company’s business continuity plan (BCP) is designed to permit us to resume operations as quickly as possible, given the scope and severity of the SBD.

The BCP addresses: data back-up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; and regulatory reporting.

Significant Business Disruptions: The Company’s plan takes into account two kinds of Significant Business Disruptions, internal and external. Internal SBDs affect only the Company’s ability to communicate and do business, such as a fire or loss of electrical power in the office or building.

External SBDs prevent the operation of the securities markets or a number of firms, such as a terrorist attack, a natural disaster, or another event that causes a wide-scale, regional disruption in essential services.

Internal SBDs: In the event of a disruption in the Company’s business operations due to an internal SBD, the Company will attempt to continue to conduct business as usual by utilizing alternative communication methods (if available), such as the Internet, cell phones, etc., or by moving its operations to an alternative location.

If personnel or operations must be moved to an alternate location, the Company anticipates that it will resume regular operations within 24 hours.

External SBDs: In the event of a disruption in the Company’s business operations due to an external SBD, the Company will attempt to continue to conduct business as usual by moving its operations to an alternative location outside the affected area, if possible, or by providing customers with alternative communication arrangements, as indicated below, to conduct business or to access their funds and securities.

The Company will attempt to resume business within 3 days and keep its customers informed regarding relevant events to the best of its ability based on the circumstances.

In all cases, the Company will resume normal business operations as soon as it is able to do so, based on the type and the extent of the disrupting event.

Communications: In the event you are unable to reach the Company at our main number, please proceed as follows:

1. Contact the Company at the following alternate telephone number:

2. Access the Company’s website at www.dynastyfp.com

3. Contact the FINRA’s District office at the following telephone number for more information on the company’s status and additional instructions: (561) 416-0277.

California Clients: Information about our compliance with CCPA is located in our Privacy Policy. A link to our Privacy Policy can be found within this disclosure.

Contact information: Any questions regarding the Company’s Business Continuity Plans should be addressed to: Jill Russo (727) 865-4809 or at jrusso@dynastyfp.com.