Chief Legal and Governance Officer
Mr. Morris oversees legal matters for Dynasty and has more than 30 years of experience advising both investment advisors and broker-dealers. Prior to Dynasty, Mr. Morris was in private practice where he chaired his firm’s Broker-Dealer / Investment Advisor practice group. Mr. Morris also was Managing Director, General Counsel and Head of Governance for Barclays Wealth and prior to Barclays, Mr. Morris was Managing Director and General Counsel for Lehman Brothers Investment Management Division. Mr. Morris began his career at Seward & Kissel in New York.
He received his JD from Fordham University Law School and BA from Washington & Lee University. He is admitted to the bars of New York and Connecticut, as well as the U.S. Supreme Court. Jon is a member of SIFMA, frequently speaks at industry events, and has written several articles on investment management-related matters.